Databricks-Certified-Professional-Data-Engineer Databricks Certified Data Engineer Professional Exam Questions and Answers

The events are that a data engineer, User A, has promoted a new pipeline to production by using the REST API to programmatically create several jobs, and a DevOps engineer, User B, has configured an external orchestration tool to trigger job runs through the REST API. Both users authorized the REST API calls using their personal access tokens. The workspace audit logs are logs that record user activities in a Databricks workspace, such as creating, updating, or deleting objects like clusters, jobs, notebooks, or tables. The workspace audit logs also capture the identity of the user who performed each activity, as well as the time and details of the activity. Because these events are managed separately, User A will have their identity associated with the job creation events and User B will have their identity associated with the job run events in the workspace audit logs. Verified References: [Databricks Certified Data Engineer Professional], under “Databricks Workspace” section; Databricks Documentation, under “Workspace audit logs” section.

The libraries command group allows you to install, uninstall, and list libraries on Databricks clusters. You can use the libraries install command to install a custom Python Wheel on a cluster by specifying the --whl option and the path to the wheel file. For example, you can use the following command to install a custom Python Wheel named mylib-0.1-py3-none-any.whl on a cluster with the id 1234-567890-abcde123:

databricks libraries install --cluster-id 1234-567890-abcde123 --whl dbfs:/mnt/mylib/mylib-0.1-py3-none-any.whl

This will upload the custom Python Wheel to the cluster and make it available for use with a production job. You can also use the libraries uninstall command to uninstall a library from a cluster, and the libraries list command to list the libraries installed on a cluster.

Regex, or regular expressions, are a powerful way of matching patterns in text. They can be used to identify key areas of text when parsing Spark Driver log4j output, such as the log level, the timestamp, the thread name, the class name, the method name, and the message. Regex can be applied in various languages and frameworks, such as Scala, Python, Java, Spark SQL, and Databricks notebooks. References:

https://docs.databricks.com/notebooks/notebooks-use.html#use-regular-expressions

https://docs.databricks.com/spark/latest/spark-sql/udf-scala.html#using-regular-expressions-in-udfs

https://docs.databricks.com/spark/latest/sparkr/functions/regexp_extract.html

https://docs.databricks.com/spark/latest/sparkr/functions/regexp_replace.html

This is the correct answer because the code uses the dropDuplicates method to remove any duplicate records within each batch of data before writing to the orders table. However, this method does not check for duplicates across different batches or in the target table, so it is possible that newly written records may have duplicates already present in the target table. To avoid this, a better approach would be to use Delta Lake and perform an upsert operation using mergeInto. Verified References: [Databricks Certified Data Engineer Professional], under “Delta Lake” section; Databricks Documentation, under “DROP DUPLICATES” section.

The Databricks CLI allows users to manage clusters using command-line commands. The correct command for creating a cluster follows a specific format.

Key Components in the Command:

Command Type: databricks compute create is the correct syntax for creating a new compute resource (cluster).

Runtime Version: '14.3.x-scala2.12' specifies the Databricks runtime to use.

Workers: --num-workers 5 sets the number of worker nodes to 5.

Node Type: --node-type-id i3.xlarge defines the hardware configuration.

Cluster Name: --cluster-name DataEngineer_cluster assigns a recognizable name to the cluster.

Evaluation of Options:

Option A (databricks clusters create ...)

Incorrect: databricks clusters create is not a valid command in the Databricks CLI v0.205.

The correct CLI command for cluster creation is databricks compute create.

Option B (databricks clusters add ...)

Incorrect: databricks clusters add is not a valid CLI command.

Option C (databricks compute add ...)

Incorrect: databricks compute add is not a valid CLI command.

Option D (databricks compute create ...)

Correct: databricks compute create is the correct command for creating a cluster.

Conclusion:

The correct command to create a cluster with five workers, an i3.xlarge node type, and Databricks runtime 14.3.x-scala2.12 is:

databricks compute create 14.3.x-scala2.12 --num-workers 5 --node-type-id i3.xlarge --cluster-name Data Engineer_cluster

Thus, the correct answer is D.

In the Spark UI's Storage tab, an indicator that a cached table is not performing optimally would be the presence of the _disk annotation in the RDD Block Name. This annotation indicates that some partitions of the cached data have been spilled to disk because there wasn't enough memory to hold them. This is suboptimal because accessing data from disk is much slower than from memory. The goal of caching is to keep data in memory for fast access, and a spill to disk means that this goal is not fully achieved.

Given the information that the model is registered with MLflow and assuming predict is the method used to apply the model to a set of columns, we use the model.predict() function to apply the model to the DataFrame df using the specified columns. The model.predict() function is designed to take in a DataFrame and a list of column names as arguments, applying the trained model to these features to produce a predictions column. When working with PySpark, this predictions column needs to be selected alongside the customer_id to create a new DataFrame with the schema customer_id LONG, predictions DOUBLE.

Delta Lake, built on top of Parquet, enhances query performance through data skipping, which is based on the statistics collected for each file in a table. For tables with a large number of columns, Delta Lake by default collects and stores statistics only for the first 32 columns. These statistics include min/max values and null counts, which are used to optimize query execution by skipping irrelevant data files. When dealing with highly nested JSON structures, understanding this behavior is crucial for schema design, especially when determining which fields should be flattened or prioritized in the table structure to leverage data skipping efficiently for performance optimization.

The best practice in such scenarios is to ensure that production data is handled securely and with proper access controls. By granting only read access to production data in development and testing environments, it mitigates the risk of unintended data modification. Additionally, maintaining isolated databases for different environments helps to avoid accidental impacts on production data and systems.

This is the correct answer because it explains which of the following adjustments will get a more accurate measure of how code is likely to perform in production. The adjustment is that calling display() forces a job to trigger, while many transformations will only add to the logical query plan; because of caching, repeated execution of the same logic does not provide meaningful results. When developing code in Databricks notebooks, one should be aware of how Spark handles transformations and actions. Transformations are operations that create a new DataFrame or Dataset from an existing one, such as filter, select, or join. Actions are operations that trigger a computation on a DataFrame or Dataset and return a result to the driver program or write it to storage, such as count, show, or save. Calling display() on a DataFrame or Dataset is also an action that triggers a computation and displays the result in a notebook cell. Spark uses lazy evaluation for transformations, which means that they are not executed until an action is called. Spark also uses caching to store intermediate results in memory or disk for faster access in subsequent actions. Therefore, calling display() forces a job to trigger, while many transformations will only add to the logical query plan; because of caching, repeated execution of the same logic does not provide meaningful results. To get a more accurate measure of how code is likely to perform in production, one should avoid calling display() too often or clear the cache before running each cell. Verified References: [Databricks Certified Data Engineer Professional], under “Spark Core” section; Databricks Documentation, under “Lazy evaluation” section; Databricks Documentation, under “Caching” section.

https://docs.databricks.com/en/delta/delta-change-data-feed.html

Comprehensive and Detailed Explanation From Exact Extract:

Exact extract: “Job clusters are created for a job run and terminate when the job completes.”

This is the correct answer because spark.sql.files.maxPartitionBytes is a configuration parameter that directly affects the size of a spark-partition upon ingestion of data into Spark. This parameter configures the maximum number of bytes to pack into a single partition when reading files from file-based sources such as Parquet, JSON and ORC. The default value is 128 MB, which means each partition will be roughly 128 MB in size, unless there are too many small files or only one large file. Verified References: [Databricks Certified Data Engineer Professional], under “Spark Configuration” section; Databricks Documentation, under “Available Properties - spark.sql.files.maxPartitionBytes” section.

This is the correct answer because it exemplifies best practices for implementing this system. By isolating tables in separate databases based on data quality tiers, such as bronze, silver, and gold, the data engineering team can achieve several benefits. First, they can easily manage permissions for different users and groups through database ACLs, which allow granting or revoking access to databases, tables, or views. Second, they can physically separate the default storage locations for managed tables in each database, which can improve performance and reduce costs. Third, they can provide a clear and consistent naming convention for the tables in each database, which can improve discoverability and usability. Verified References: [Databricks Certified Data Engineer Professional], under “Lakehouse” section; Databricks Documentation, under “Database object privileges” section.

Creating a view is a straightforward solution that can address the need for field name standardization and selective field sharing between departments. A view allows for presenting a transformed version of the underlying data without duplicating it. In this scenario, the view would only include the approved fields for the sales team and rename any fields as per their naming conventions.

Scheduling a job to execute the data processing pipeline once an hour on a new job cluster is the most cost-effective solution given the scenario. Job clusters are ephemeral in nature; they are spun up just before the job execution and terminated upon completion, which means you only incur costs for the time the cluster is active. Since the total processing time is only 10 minutes, a new job cluster created for each hourly execution minimizes the running time and thus the cost, while also fulfilling the requirement for hourly data updates for the business reporting team's dashboards.

With schema evolution enabled in Databricks Delta tables, when a new field is added to a record through a MERGE operation, Databricks automatically modifies the table schema to include the new field. In existing records where this new field is not present, Databricks will insert NULL values for that field. This ensures that the schema remains consistent across all records in the table, with the new field being present in every record, even if it is NULL for records that did not originally include it.

Comprehensive and Detailed Explanation From Exact Extract:

Exact extract: “Change data feed (CDF) provides row-level change information for Delta tables.”

Exact extract: “Use table_changes to query the set of rows that were inserted, updated, or deleted between two versions (or timestamps).”

The GRANT USAGE ON DATABASE prod TO eng command grants the eng group the permission to use the prod database, which means they can list and access the tables and views in the database. The GRANT SELECT ON DATABASE prod TO eng command grants the eng group the permission to select data from the tables and views in the prod database, which means they can query the data using SQL or DataFrame API. However, these commands do not grant the eng group any other permissions, such as creating, modifying, or deleting tables and views, or defining custom functions. Therefore, the eng group members are able to query all tables and views in the prod database, but cannot create or edit anything in the database. References:

Grant privileges on a database: https://docs.databricks.com/en/security/auth-authz/table-acls/grant-privileges-database.html

Privileges you can grant on Hive metastore objects: https://docs.databricks.com/en/security/auth-authz/table-acls/privileges.html

Comprehensive and Detailed Explanation From Exact Extract:

Exact extract: “A shallow clone creates a copy of the metadata that references the source data files; it is fast and inexpensive.”

Exact extract: “A deep clone copies the data.”

This is the correct answer because Databricks has a feature called Auto Optimize, which automatically optimizes the layout of Delta Lake tables by coalescing small files into larger ones and sorting data within each file by a specified column. However, Auto Optimize also considers the trade-off between file size and merge performance, and may choose a smaller target file size to reduce the duration of merge operations, especially for streaming workloads that frequently update existing records. Therefore, it is possible that Auto Optimize has autotuned to a smaller target file size based on the characteristics of the streaming production job. Verified References: [Databricks Certified Data Engineer Professional], under “Delta Lake” section; Databricks Documentation, under “Auto Optimize” section. https://docs.databricks.com/en/delta/tune-file-size.html#autotune-table 'Autotune file size based on workload'

The reason why the junior data engineer cannot transfer “Owner” privileges to the “DevOps” group is that Databricks jobs must have exactly one owner, and the owner must be an individual user, not a group. A job cannot have more than one owner, and a job cannot have a group as an owner. The owner of a job is the user who created the job, or the user who was assigned the ownership by another user. The owner of a job has the highest level of permission on the job, and can grant or revoke permissions to other users or groups. However, the owner cannot transfer the ownership to a group, only to another user. Therefore, the junior data engineer’s attempt to transfer “Owner” privileges to the “DevOps” group is not possible. References:

Jobs access control: https://docs.databricks.com/security/access-control/table-acls/index.html

Job permissions: https://docs.databricks.com/security/access-control/table-acls/privileges.html#job-permissions

This is the correct answer because it characterizes the general programming model used by Spark Structured Streaming, which is to treat a live data stream as a table that is being continuously appended. This leads to a new stream processing model that is very similar to a batch processing model, where users can express their streaming computation using the same Dataset/DataFrame API as they would use for static data. The Spark SQL engine will take care of running the streaming query incrementally and continuously and updating the final result as streaming data continues to arrive. Verified References: [Databricks Certified Data Engineer Professional], under “Structured Streaming” section; Databricks Documentation, under “Overview” section.

Partitioning a Delta Lake table is a strategy used to improve query performance by dividing the table into distinct segments based on the values of a specific column. This approach allows queries to scan only the relevant partitions, thereby reducing the amount of data read and enhancing performance.

Considerations for Choosing a Partition Column:

Cardinality: Columns with high cardinality (i.e., a large number of unique values) are generally poor choices for partitioning. High cardinality can lead to a large number of small partitions, which can degrade performance.

Query Patterns: The partition column should align with common query filters. If queries frequently filter data based on a particular column, partitioning by that column can be beneficial.

Partition Size: Each partition should ideally contain at least 1 GB of data. This ensures that partitions are neither too small (leading to too many partitions) nor too large (negating the benefits of partitioning).

Evaluation of Columns:

date:

Cardinality: Typically low, especially if data spans over days, months, or years.

Query Patterns: Many analytical queries filter data based on date ranges.

Partition Size: Likely to meet the 1 GB threshold per partition, depending on data volume.

user_id:

Cardinality: High, as each user has a unique ID.

Query Patterns: While some queries might filter by user_id, the high cardinality makes it unsuitable for partitioning.

Partition Size: Partitions could be too small, leading to inefficiencies.

post_id:

Cardinality: Extremely high, with each post having a unique ID.

Query Patterns: Unlikely to be used for filtering large datasets.

Partition Size: Each partition would be very small, resulting in a large number of partitions.

post_time:

Cardinality: High, especially if it includes exact timestamps.

Query Patterns: Queries might filter by time, but the high cardinality poses challenges.

Partition Size: Similar to user_id, partitions could be too small.

Conclusion:

Given the considerations, the date column is the most suitable candidate for partitioning. It has low cardinality, aligns with common query patterns, and is likely to result in appropriately sized partitions.

Delta Lake's time travel feature allows users to access previous versions of a table, providing a powerful tool for auditing and versioning. However, using time travel as a long-term versioning solution for auditing purposes can be less optimal in terms of cost and performance, especially as the volume of data and the number of versions grow. For maintaining a full history of valid street addresses as they appear in a customers table, using a Type 2 table (where each update creates a new record with versioning) might provide better scalability and performance by avoiding the overhead associated with accessing older versions of a large table. While Type 1 tables, where existing records are overwritten with new values, seem simpler and can leverage time travel for auditing, the critical piece of information is that time travel might not scale well in cost or latency for long-term versioning needs, making a Type 2 approach more viable for performance and scalability.

The provided PySpark code performs the following operations:

Reads Data from silver_customer_sales Table:

The code starts by accessing the silver_customer_sales table using the spark.table method.

Groups Data by customer_id:

The .groupBy("customer_id") function groups the data based on the customer_id column.

Aggregates Data:

The .agg() function computes several aggregate metrics for each customer_id:

F.min("sale_date").alias("first_transaction_date"): Determines the earliest sale date for the customer.

F.max("sale_date").alias("last_transaction_date"): Determines the latest sale date for the customer.

F.mean("sale_total").alias("average_sales"): Calculates the average sale amount for the customer.

F.countDistinct("order_id").alias("total_orders"): Counts the number of unique orders placed by the customer.

F.sum("sale_total").alias("lifetime_value"): Calculates the total sales amount (lifetime value) for the customer.

Writes Data to gold_customer_lifetime_sales_summary Table:

The .write.mode("overwrite").table("gold_customer_lifetime_sales_summary") command writes the aggregated data to the gold_customer_lifetime_sales_summary table.

The mode("overwrite") specifies that the existing data in the gold_customer_lifetime_sales_summary table will be completely replaced by the new aggregated data.

Conclusion:

When this code is executed, it reads all records from the silver_customer_sales table, performs the specified aggregations grouped by customer_id, and then overwrites the entire gold_customer_lifetime_sales_summary table with the aggregated results. Therefore, option D accurately describes this process: "The gold_customer_lifetime_sales_summary table will be overwritten by aggregated values calculated from all records in the silver_customer_sales table as a batch job."

This is the correct answer because it describes what will happen with new records that have the same event_id as an existing record when the query is executed. The query uses the INSERT INTO command to append new records from the view new_events to the table events. However, the INSERT INTO command does not check for duplicate values in the primary key column (event_id) and does not perform any update or delete operations on existing records. Therefore, if there are new records that have the same event_id as an existing record, they will be ignored and not inserted into the table events. Verified References: [Databricks Certified Data Engineer Professional], under “Delta Lake” section; Databricks Documentation, under “Append data using INSERT INTO” section.

"If none of the WHEN MATCHED conditions evaluate to true for a source and target row pair that matches the merge_condition, then the target row is left unchanged." https://docs.databricks.com/en/sql/language-manual/delta-merge-into.html#:~:text=If%20none%20of%20the%20WHEN%20MATCHED%20conditions%20evaluate%20to%20true%20for%20a%20source%20and%20target%20row%20pair%20that%20matches%20the%20merge_condition%2C%20then%20the%20target%20row%20is%20left%20unchanged .

Converting the data to Delta Lake may not improve query performance on free text fields with high cardinality, such as the review column. This is because Delta Lake collects statistics on the minimum and maximum values of each column, which are not very useful for filtering or skipping data on free text fields. Moreover, Delta Lake collects statistics on the first 32 columns by default, which may not include the review column if the table has more columns. Therefore, the junior data engineer’s suggestion is not correct. A better approach would be to use a full-text search engine, such as Elasticsearch, to index and query the review column. Alternatively, you can use natural language processing techniques, such as tokenization, stemming, and lemmatization, to preprocess the review column and create a new column with normalized terms that can be used for filtering or skipping data. References:

Optimizations: https://docs.delta.io/latest/optimizations-oss.html

Full-text search with Elasticsearch: https://docs.databricks.com/data/data-sources/elasticsearch.html

Natural language processing: https://docs.databricks.com/applications/nlp/index.html

 This is the correct answer because Cmd 1 is written in Python and uses a list comprehension to extract the country names from the geo_lookup table and store them in a Python variable named countries af. This variable will contain a list of strings, not a PySpark DataFrame or a SQL view. Cmd 2 is written in SQL and tries to create a view named sales af by selecting from the sales table where city is in countries af. However, this command will fail because countries af is not a valid SQL entity and cannot be used in a SQL query. To fix this, a better approach would be to use spark.sql() to execute a SQL query in Python and pass the countries af variable as a parameter. Verified References: [Databricks Certified Data Engineer Professional], under “Language Interoperability” section; Databricks Documentation, under “Mix languages” section.

Comprehensive and Detailed Explanation From Exact Extract:

Exact extract: “run_id: The canonical identifier of a run.”

 This is the correct answer because it addresses the situation while minimally interrupting other teams in the organization without increasing the number of tables that need to be managed. The situation is that an aggregate table used by numerous teams across the organization will need to have a number of fields renamed, and additional fields will also be added, due to new requirements from a customer-facing application. By configuring a new table with all the requisite fields and new names and using this as the source for the customer-facing application, the data engineering team can meet the new requirements without affecting other teams that rely on the existing table schema and name. By creating a view that maintains the original data schema and table name by aliasing select fields from the new table, the data engineering team can also avoid duplicating data or creating additional tables that need to be managed. Verified References: [Databricks Certified Data Engineer Professional], under “Lakehouse” section; Databricks Documentation, under “CREATE VIEW” section.

This is the correct answer because it accurately informs this decision. The decision is about where the Databricks workspace used by the contractors should be deployed. The contractors are based in India, while all the company’s data is stored in regional cloud storage in the United States. When choosing a region for deploying a Databricks workspace, one of the important factors to consider is the proximity to the data sources and sinks. Cross-region reads and writes can incur significant costs and latency due to network bandwidth and data transfer fees. Therefore, whenever possible, compute should be deployed in the same region the data is stored to optimize performance and reduce costs. Verified References: [Databricks Certified Data Engineer Professional], under “Databricks Workspace” section; Databricks Documentation, under “Choose a region” section.

https://docs.delta.io/2.0.0/table-properties.html

 Delta Lake automatically collects statistics on the first 32 columns of each table, which are leveraged in data skipping based on query filters1. Data skipping is a performance optimization technique that aims to avoid reading irrelevant data from the storage layer1. By collecting statistics such as min/max values, null counts, and bloom filters, Delta Lake can efficiently prune unnecessary files or partitions from the query plan1. This can significantly improve the query performance and reduce the I/O cost.

The other options are false because:

Parquet compresses data column by column, not row by row2. This allows for better compression ratios, especially for repeated or similar values within a column2.

Views in the Lakehouse do not maintain a valid cache of the most recent versions of source tables at all times3. Views are logical constructs that are defined by a SQL query on one or more base tables3. Views are not materialized by default, which means they do not store any data, but only the query definition3. Therefore, views always reflect the latest state of the source tables when queried3. However, views can be cached manually using the CACHE TABLE or CREATE TABLE AS SELECT commands.

Primary and foreign key constraints can not be leveraged to ensure duplicate values are never entered into a dimension table. Delta Lake does not support enforcing primary and foreign key constraints on tables. Constraints are logical rules that define the integrity and validity of the data in a table. Delta Lake relies on the application logic or the user to ensure the data quality and consistency.

Z-order can be applied to any values stored in Delta Lake tables, not only numeric values. Z-order is a technique to optimize the layout of the data files by sorting them on one or more columns. Z-order can improve the query performance by clustering related values together and enabling more efficient data skipping. Z-order can be applied to any column that has a defined ordering, such as numeric, string, date, or boolean values.

This is the correct answer because it ensures that this requirement is met. The requirement is that all tables in the Lakehouse should be configured as external Delta Lake tables. An external table is a table that is stored outside of the default warehouse directory and whose metadata is not managed by Databricks. An external table can be created by using the location keyword to specify the path to an existing directory in a cloud storage system, such as DBFS or S3. By creating external tables, the data engineering team can avoid losing data if they drop or overwrite the table, as well as leverage existing data without moving or copying it. Verified References: [Databricks Certified Data Engineer Professional], under “Delta Lake” section; Databricks Documentation, under “Create an external table” section.